Ventura’s The Trade Desk to hold $86.2M IPO
Ventura-based digital marketing firm The Trade Desk filed documents Aug. 22 with the Securities and Exchange Commission saying it intends to go public. The Trade Desk did not say in the early filing with the SEC what it intends to price its stock at. The filing said though the company intends to offer a maximum Read More →
Ceres third-quarter revenue up, losses down
Thousand Oaks-based ag-biotech company Ceres Inc. released third quarter results in documents filed with the Securities and Exchange Commission July 15. Ceres said revenues increased from $1.1 million during the third quarter of 2015 to $1.4 million during the third quarter of 2016. Net losses decreased from $5.9 million, or 98 cents per share, last Read More →
SEC warns firms about using non-GAAP numbers
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New regulation allows everyone to invest in private companies
By Daniel S. Fabiano Until now, private businesses were banned from soliciting the public for equity investments. At the same time, individual investors were barred from trying their hand at investing in private businesses unless they were accredited investors (making $200,000 per year or possessing $1 million in personal assets) or had a relationship with Read More →
Oxnard’s Clean Diesel Technologies gets delisting notice
Oxnard-based Clean Diesel Technologies received a delisting notice from the Nasdaq Feb. 12 because it’s stock price was not above the $1 minimum listing price. Clean Diesel Technologies makes diesel emission control systems for cars and other diesel powered vehicles. The company made the announcement in a filing with the Securities and Exchange Commission after Read More →
New SEC rules help startups raise capital
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Jail time unlikely for Plains executives
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